Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
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CAPITAL ASSET MANAGEMENT LTD 06/10/2009 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CAPITAL ASSOCIATES GLOBAL 05/11/2020 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
CAPITAL COM ONLINE MARKETS TRADING LTD 14/03/2022 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
CAPITAL HORIZONS LTD 15/01/2013 FS-3.1A MANAGEMENT LICENCE
Capital Markets Brokers Ltd 02/09/2008 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
CAPITAL STREET INTERMARKETS LTD 24/02/2012 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
CAPITALXTEND (MAURITIUS) LLC 15/06/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
CAPRI AFRICA INVESTORS, LP 11/05/2015 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2018
CAPRICORN FINANCE 28/05/2014 SEC-2.5 INVESTMENT ADVISER (RESTRICTED) Licence Lapsed on 01 July 2019 -
CAPSTOCK LTD 03/05/2012 SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER)
CAPVENT ASIA CONSUMER FUND LTD 19/10/2011 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
CAPVENT INDIA PRIVATE EQUITY FUND LTD 09/10/2007 SEC-3.1A CIS (SINGLE FUND)
CAPVENT MANAGEMENT LIMITED 09/10/2007 SEC-4.2 CIS MANAGER
CARAVELLE INVESTMENTS 12/09/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
CARDINAL GLOBAL INVESTMENT SOLUTIONS 08/11/2023 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
CARDINALSTONE CAPITAL ADVISERS GROWTH FUND L.P. 26/11/2018 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
CARDINALSTONE CAPITAL GP LIMITED 26/11/2018 SEC-4.2 CIS MANAGER
CARE RATINGS (AFRICA) PRIVATE LIMITED 07/05/2015 FS-2.8 CREDIT RATING AGENCIES/RATING AGENCIES
CAREFREE LTD 05/04/2017 INS-2.3 INSURANCE BROKER
CARLYLE MAURITIUS CIS INVESTMENT MANAGEMENT LIMITED 15/12/2011 SEC-4.2 CIS MANAGER
CARLYLE MAURITIUS INVESTMENT ADVISORS, LTD 23/01/2009 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
CARLYLE SUB-SAHARAN AFRICA FUND LIMITED 09/12/2011 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
CARPEDIEM CAPITAL (MAURITIUS) FUND II LIMITED 27/04/2020 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
CARRICK CATALYST 09/02/2015 INS-2.3 INSURANCE BROKER
CARRICK CATALYST 09/02/2015 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
4359 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.