Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 17 18 19 20 21 Next > Last >>
ARPINA GLOBAL OPPORTUNITIES FUND 19/11/2020 SEC-3.1A CIS (SINGLE FUND)
ARPWOOD PARTNERS I LTD 13/06/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
ARROW CAPITAL 28/06/2016 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
ARROW CAPITAL 28/06/2016 SEC-4.2 CIS MANAGER
ARROW EMERGING OPPORTUNITIES FUND LIMITED 14/03/2023 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
ARROW INVESTMENT MANAGER LIMITED 14/03/2023 SEC-4.2 CIS MANAGER
ARROW TRADE 25/10/2024 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ART INSURANCE MANAGEMENT LIMITED 13/12/2011 INS-2.1 INSURANCE MANAGER Licence Lapsed on 01/07/2015
ARTETA CAPITAL LTD 05/08/2024 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
ARTHA FINANCE CAPITAL LTD 20/06/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
ARTHVEDA GLOBAL ADVISORS LLC 30/04/2007 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2019 -
ARUWA CAPITAL FUND II 08/01/2024 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
ARUWA CAPITAL MANAGEMENT 26/07/2018 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
ARYA INDIA FUND 04/07/2023 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
ARYAVRAT FUND MANAGER PVT LTD 05/12/2013 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2018
AS AFRICAN ASSET MANAGEMENT LTD 27/08/2015 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2021 -
ASCENT CAPITAL AFRICA LTD 20/01/2014 SEC-4.2 CIS MANAGER
ASCENT CAPITAL INVESTMENT ADVISORS LLC 08/02/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
ASCENT CAPITAL MANAGEMENT AFRICA II LTD 18/03/2020 SEC-4.2 CIS MANAGER
ASCENT INDIA FUND III PRIVATE LIMITED 25/11/2008 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
ASCENT INDIA FUND IV PRIVATE LIMITED 06/02/2018 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
ASCENT RIFT VALLEY FUND II LP 18/03/2020 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
ASCENT RIFT VALLEY FUND LTD 20/01/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
ASCENTA ASSET MANAGEMENT LTD 20/09/2010 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) Licence Lapsed on 01 July 2016
ASCENTFS MANAGEMENT (MAURITIUS) LTD 17/04/2023 FS-3.1A MANAGEMENT LICENCE
4359 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.