Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 2 3 4 5 6
DWARKA ASHVIN KRISHNA 24/04/2012 TAC-1.1 QUALIFIED TRUSTEE (OTHER THAN A MANAGEMENT COMPANY) - AUTHORISATION
DYNAMIC GLOBAL EQUITY LTD 16/06/2015 SEC-3.1A CIS (SINGLE FUND)
DYNAMIC INDIA FUND II 06/07/2004 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
DYNAMIC INDIA FUND III 15/04/2005 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
DYNAMIC INDIA FUND IV 03/05/2005 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
DYNAMIC INDIA FUND S4 I 10/09/2015 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
DYNAMIC INDIA FUND S4 US I 14/02/2018 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
DYNAMIC INDIA FUND S5 I 04/07/2022 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
DYNAMIC INDIA FUND VII 16/05/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2018
DYNASTY INVESTMENT MANAGEMENT INTERNATIONAL 16/07/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
135 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.