XANARA INVESTMENT MANAGEMENT |
08/07/2014 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
|
XANDER INVESTMENT MANAGEMENT LIMITED |
12/09/2005 |
SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED) |
|
XANDER INVESTMENT MANAGEMENT LIMITED |
12/09/2005 |
SEC-2.4A INVESTMENT ADVISER (UNRESTRICTED) - GLOBAL BUSINESS |
|
XANDER JV FUND I, LLC |
13/03/2007 |
SEC-3.2A CLOSED-END FUND (SINGLE FUND) |
Licence Lapsed on 01 July 2020 - |
XANDER MASTER FUND II, LLC |
27/10/2006 |
SEC-3.2A CLOSED-END FUND (SINGLE FUND) |
|
XANDER MASTER FUND III, LLC |
22/07/2008 |
SEC-3.2A CLOSED-END FUND (SINGLE FUND) |
|
XANDER MASTER FUND IV, LLC |
30/08/2011 |
SEC-3.2A CLOSED-END FUND (SINGLE FUND) |
|
XANDER MASTER FUND, LLC |
12/09/2005 |
SEC-3.2A CLOSED-END FUND (SINGLE FUND) |
Licence Lapsed on 01 July 2020 - |
XCM CAPITAL MARKETS LTD |
16/02/2017 |
SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) |
|
XCM CAPITAL MARKETS LTD |
16/02/2017 |
SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER) |
|
XDELTA MU LTD |
20/11/2020 |
SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) |
|
XEN CAPITAL LIMITED |
27/03/2019 |
SEC-4.2 CIS MANAGER |
|
XEONE PRIME |
13/09/2023 |
SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) |
|
XETA DIRECT |
11/05/2010 |
SEC-2.3 INVESTMENT DEALER (DISCOUNT BROKER) |
Licence Lapsed on 01 July 2019 - |
XM INTERNATIONAL MU LIMITED |
24/04/2024 |
SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) |
|
XSML CAPITAL LTD |
23/12/2015 |
SEC-4.2 CIS MANAGER |
|
XSML PARTNERS HOLDING LTD |
31/07/2020 |
SEC-4.2 CIS MANAGER |
|
XTERRA CAPITAL ADVISORS LTD |
23/12/2014 |
SEC-4.2 CIS MANAGER |
Licence Lapsed on 01 July 2018 |
XTERRA PROPERTY DEVELOPMENT FUND I |
06/01/2016 |
SEC-3.2A CLOSED-END FUND (SINGLE FUND) |
Licence Lapsed on 01 July 2018 |
XTREAM MARKETS LTD |
08/03/2023 |
SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) |
|
Y GENERATION DIVERSIFIED INVESTMENTS LIMITED |
02/02/2016 |
SEC-3.1A CIS (SINGLE FUND) |
|
Y GENERATION DIVERSIFIED INVESTMENTS LIMITED |
20/06/2016 |
SEC-4.4 REPORTING ISSUER |
|
YA GROUP LTD |
10/06/2019 |
SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING) |
|
YADAV ABHIMANYU |
01/09/2015 |
SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED) |
|
YAP SAN MIN MICHAËL KELVYN |
03/09/2021 |
SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED) |
|