Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval/ Authorisation/ Registration Type of Licence Annotations
<< First < Prev 101 102 103 104 105 Next > Last >>
LOCUS INDIA HYBRID FUND LIMITED 08/06/2007 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
LOCUS INVESTMENT GROUP LTD. 08/06/2007 SEC-4.2 CIS MANAGER
LODESTONE INVESTMENT ADVISORS (MAURITIUS) PRIVATE LIMITED 12/09/2017 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
LOINETTE CAPITAL LIMITED 18/11/2019 FS-2.3 CREDIT FINANCE
LOINETTE INSURANCE BROKERS 10/05/2012 INS-2.3 INSURANCE BROKER
LOITA MANAGEMENT SERVICES LIMITED 27/06/2003 FS-3.1A MANAGEMENT LICENCE
LOK CAPITAL IV LLC 20/04/2022 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LOK INVESTMENT MANAGER LTD 20/04/2022 SEC-4.2 CIS MANAGER
LOLOCHOU MARIE NOELLE DORIS SYBILLE 04/07/2012 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
LOMBARD MANAGEMENT SERVICES LIMITED 18/08/2015 FS-3.1A MANAGEMENT LICENCE
LOMI BOTELER LIMITED 27/04/2020 FS-3.1A MANAGEMENT LICENCE
LONDON GLOBAL BUSINESS SOLUTIONS LTD 24/06/2005 FS-3.1A MANAGEMENT LICENCE
Long Investment (Mauritius) Limited 08/05/2003 FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS
LONG TERM INDIA FUND 08/03/2011 SEC-3.1A CIS (SINGLE FUND)
LONGHORN LTD 17/10/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
LONGWINGS GLOBAL CONSULTANTS 27/11/2020 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LORAX CAPITAL PARTNERS 08/06/2015 FS-1.1 ASSET MANAGEMENT
LOTTOTECH LTD 06/08/2014 SEC-4.4 REPORTING ISSUER
LOTUS GLOBAL INVESTMENTS LTD 26/07/1999 SEC-3.1A CIS (SINGLE FUND)
LOUMEAU DAVID PATRICK MARC 20/07/2016 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LPC MARKETS (MAURITIUS) LTD 27/02/2024 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
LS ADVISORS LTD 29/04/2011 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LS ADVISORS LTD 29/04/2011 SEC-4.2 CIS MANAGER
LS WEALTH MANAGEMENT 24/04/2018 INS-2.3 INSURANCE BROKER
LS WEALTH MANAGEMENT 24/04/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
4433 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.