Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 93 94 95 96 97 Next > Last >>
KLING BLOCKCHAIN IFSC PRIVATE LIMITED 10/03/2023 SEC-6.3 FOREIGN INVESTMENT DEALER (BROKER)
KNIGHTS & JOHNS MANAGEMENT LTD 22/07/1993 FS-3.1A MANAGEMENT LICENCE
KOHAKU OPPORTUNITY FUND PCC 19/01/2023 SEC-3.1CV CIS (PROTECTED CELL COMPANY)
KOHLE CAPITAL MARKETS LIMITED 01/03/2018 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
KONARK CAPITAL PARTNERS LIMITED 18/08/2006 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
KOON KAM KING WILFRID 16/06/2010 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
KOOSHNA REENABYE 04/12/2019 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
KOTAK FIXED MATURITY PLAN - IX 09/10/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
KOTAK FIXED MATURITY PLAN - V 20/09/2010 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
KOTAK FIXED MATURITY PLAN - X 09/10/2012 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
KOTAK GLOBAL FUNDS 07/01/2008 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
KOTAK INDIA ADVANTAGE FUND- I 19/10/2011 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
KOTAK INDIA ADVANTAGE FUND- III 18/06/2010 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
KOTAK INDIA CONSUMPTION FUND LTD 19/11/2010 SEC-3.1A CIS (SINGLE FUND)
KOTAK INDIA PRIVATE EQUITY FUND 18/08/2008 SEC-3.2BV CLOSED-END FUND (HAVING MORE THAN 1 FUND)
KOTAK INDIA PRIVATE EQUITY FUND III 06/10/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
KOTAK INDIA REALTY FUND 12/09/2005 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
KOTAK INDIA VENTURE (OFFSHORE) FUND 01/06/2007 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
KOTAK INFINITY FUND 16/06/2006 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
KOTAK INVESTMENT OPPORTUNITIES FUND LIMITED 16/06/2006 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
KOTAK MAHINDRA (INTERNATIONAL) LTD 31/03/1994 SEC-2.1A INVESTMENT DEALER (FULL SERVICE DEALER INCLUDING UNDERWRITING)
KOTAK MAHINDRA (INTERNATIONAL) LTD 31/03/1994 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
KOTAK MAHINDRA (INTERNATIONAL) LTD 31/03/1994 SEC-4.2 CIS MANAGER
KOTAK WM INDIA FUND LIMITED 27/01/2005 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01 July 2019 -
KPMG ADVISORY SERVICES LTD 31/07/2018 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
4360 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.