Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 21 22 23 24 25 Next > Last >>
AUREOS SOUTH ASIA MANAGERS LTD 29/04/2004 SEC-4.2 CIS MANAGER
AUREOS SOUTHERN AFRICA FUND, L.L.C. 26/06/2003 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
AUREOS SOUTHERN AFRICA MANAGERS LTD 26/06/2003 SEC-4.2 CIS MANAGER Licence Lapsed on 01 July 2020 -
AUREOS WEST AFRICA FUND, L. L .C. 26/06/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2020 -
AURIS GESTION (MAURICE) LTEE 24/03/2021 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
AURISSE INTERNATIONAL LTD 07/06/2010 FS-3.1A MANAGEMENT LICENCE
AURORA INVESTMENT SOLUTIONS 07/04/2021 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
AURUM MARKETS LIMITED 09/03/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
AUS GLOBAL MU LTD 20/04/2023 SEC-2.2 INVESTMENT DEALER (BROKER)
AUSTEN MORRIS ASSOCIATES INTERNATIONAL LIMITED 25/11/2019 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
AUTAR VEEDOOR AWTAR 30/11/2021 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
AUTO STYLE LTD 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY)
AUTO SURE AGENCIES LTD 24/01/2012 INS-2.2A INSURANCE AGENT (COMPANY)
AUTO TRADER COMPANY LTD 08/01/2008 INS-2.2A INSURANCE AGENT (COMPANY) In process of termination
AUTOMATIC SYSTEMS LTD. 27/03/2008 SEC-4.4 REPORTING ISSUER
AUTONEXX SERVICES LTD 27/08/2024 INS-2.2A INSURANCE AGENT (COMPANY)
AUTUS CAPITAL MAURITIUS LTD 01/10/2015 SEC-4.2 CIS MANAGER
AV Fund Manager (Pty) Ltd 29/01/2016 SEC-4.2 CIS MANAGER
AV FUND MANAGER (PTY) LTD 19/01/2017 SEC-4.2 CIS MANAGER
AV MANAGEMENT LIMITED 07/04/2015 SEC-4.2 CIS MANAGER
AVANTGARDE LTEE 01/01/2008 INS-2.2A INSURANCE AGENT (COMPANY)
AVATAAR CAPITAL MANAGEMENT LTD 30/05/2019 SEC-4.2 CIS MANAGER
AVATAAR VENTURE PARTNERS I 23/05/2019 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
AVATAAR VENTURE PARTNERS II 21/07/2022 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
AVATAR GROWTH CAPITAL FUND I LIMITED 20/07/2021 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
4353 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.