Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 2 3 4 5 6
NPE CHINA PARTNERS 23/02/2010 SEC-2.5 INVESTMENT ADVISER (RESTRICTED) Licence Lapsed on 01 July 2019 -
NPE INDIA PARTNERS 11/06/2009 SEC-2.5 INVESTMENT ADVISER (RESTRICTED) Licence Lapsed on 01 July 2018
NRISI VENTURE ADVISOR LLC 13/03/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NRISI VENTURE FUND 18/04/2018 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NS MANAGEMENT LTD 24/03/2008 FS-3.1A MANAGEMENT LICENCE
NSR MAURITIUS ADVISORS, LLC 12/09/2008 SEC-2.5 INVESTMENT ADVISER (RESTRICTED)
NTRUST WEALTH & FINANCIAL ADVISORY LTD 26/08/2019 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NUEVO ASIA GLOBAL OPPORTUNITIES FUND 21/01/2013 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND) Licence Lapsed on 01 July 2020 -
NUMBER ONE BROKERS LTD 06/07/2020 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NUMERAL LTD 05/10/2010 SEC-4.4 REPORTING ISSUER Licence Lapsed on 01 July 2019 -
NUMERAL LTD 22/12/2014 SEC-4.4 REPORTING ISSUER
NUQI GLOBAL LTD 04/06/2024 SEC-2.2 INVESTMENT DEALER (BROKER)
NURSIMLOO. MAHENDRA 18/04/2014 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
Nutchetrum Dharmarajan 04/02/2021 INS-2.2B INSURANCE AGENT (INDIVIDUAL)
NUVAMA GLOBAL OPPORTUNITIES FUND 03/10/2018 SEC-3.1BV CIS (HAVING MORE THAN 1FUND)
NUVAMA INDIA OPPORTUNITIES FUND 27/07/2009 SEC-3.1BV CIS (HAVING MORE THAN 1 FUND)
NUVAMA INVESTMENT ADVISORS LLC 26/05/2009 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NWH (MAURITIUS) LIMITED 11/05/2000 FS-3.1B MANAGEMENT LICENCE (QUALIFIED / CORPORATE TRUSTEE ONLY)
NWT (Mauritius) Limited 30/05/2014 SEC-4.3 CIS ADMINISTRATOR (APPROVED UNDER SECTION 99 OF THE SECURITIES ACT 2005)
NWT (MAURITIUS) LIMITED 26/09/1995 FS-3.1A MANAGEMENT LICENCE
NWT TRUSTEES LTD 31/07/2009 FS-3.1B MANAGEMENT LICENCE (QUALIFIED / CORPORATE TRUSTEE ONLY)
NYC SPECIALIST BROKERS LTD (IN PROCESS OF TERMINATION) 01/01/2008 INS-2.3 INSURANCE BROKER
NYLIM JACOB BALLAS ASSET MANAGEMENT COMPANY III LLC 09/07/2007 SEC-4.2 CIS MANAGER
NYLIM JACOB BALLAS INDIA FUND III, LLC 18/05/2007 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NYLIM-JB ASSET MANAGEMENT CO. (MAURITIUS) LLC 24/02/2005 SEC-4.2 CIS MANAGER
150 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.