Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
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NECKER FINANCE 23/12/2014 FS-1.2 DISTRIBUTION OF FINANCIAL PRODUCTS
NECKER FINANCE 23/12/2014 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NEEMA INSURANCE MANAGING AGENCY 30/12/2015 INS-2.1 INSURANCE MANAGER
NEEX INTERNATIONAL LTD 03/03/2021 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NEOCOV LTD 01/07/2016 INS-2.3 INSURANCE BROKER
NEOMA AFRICA FUND 'A', L.L.C. 18/01/2010 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2023 -
NEOMA AFRICA FUND III (M), L.P. 28/11/2014 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NEOMA AFRICA FUND, L.L.C. 28/12/2007 SEC-3.2A CLOSED-END FUND (SINGLE FUND) Licence Lapsed on 01 July 2023 -
NEOMA MANAGER (MAURITIUS) LIMITED 18/01/2019 SEC-4.2 CIS MANAGER
NEOMARKETS GROUP LTD 19/07/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NEOTRADES CAPITAL LTD 08/03/2022 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
NEURON MARKETS INTERNATIONAL 06/09/2023 SEC-2.1B INVESTMENT DEALER (FULL SERVICE DEALER EXCLUDING UNDERWRITING)
New Africa Advisors Ltd 18/07/2017 SEC-2.5A INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
New Africa Capital Ltd 02/10/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
NEW ENTERPRISE ASSOCIATES - INDOUS VENTURES, LLC 14/06/2006 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
NEW ERA FUND LIMITED 22/11/2016 SEC-3.1A CIS (SINGLE FUND)
NEW FRONTIER INVESTMENTS LIMITED 06/08/2020 SEC-4.2 CIS MANAGER
NEW FRONTIER PROPERTIES LTD 06/06/2014 SEC-4.4 REPORTING ISSUER
NEW FRONTIER PROPERTIES LTD 20/01/2015 SEC-4.4 REPORTING ISSUER
NEW HORIZON MANAGERS LIMITED 08/12/2008 SEC-4.2 CIS MANAGER
NEW HORIZON OPPORTUNITIES FUND 13/05/2013 SEC-3.1A CIS (SINGLE FUND)
NEW HORIZON OPPORTUNITIES MASTER FUND 08/12/2008 SEC-3.1A CIS (SINGLE FUND)
NEW MARK CAPITAL LIMITED 11/10/2019 SEC-4.2 CIS MANAGER
NEW MAURITIUS HOTELS GROUP SUPERANNUATION FUND 01/11/2012 PPS-1.1 PENSION SCHEMES
NEW MAURITIUS HOTELS LIMITED 03/04/2009 SEC-4.4 REPORTING ISSUER
150 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.