Register of Licensees

Register of Licensees

This Register of Licensees is being published in accordance with Section 26 of the Financial Services Act 2007. The register contains information only for ‘domestic’ entities licensed/approved/authorised/registered by the FSC and GBC1s licensed/approved/authorised/registered to provide financial services or to conduct financial business.

 

Surrendered Licences

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Name of Licensee Date of Licence / Approval / Authorisation / Registration (DD/MM/YYYY) Type of Licence Annotations
<< First < Prev 1 2 3 4 5 Next > Last >>
LEAD SOLUTION WEALTH MANAGEMENT 24/04/2018 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LEAL AGENCY LTD 03/10/2017 INS-2.2A INSURANCE AGENT (COMPANY)
LEAPFROG CLIMATE FUND, LP 09/01/2024 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LEAPFROG EMERGING CONSUMER FUND III, LP 12/04/2017 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LEAPFROG EMERGING CONSUMER FUND IV, LP 15/04/2022 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LEAPFROG FINANCIAL INCLUSION FUND II, LP 17/07/2013 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LEAPFROG INVESTMENTS GROUP, LTD. 17/07/2013 SEC-4.2 CIS MANAGER
LEAPFROG INVESTMENTS LTD 10/12/2008 SEC-4.2 CIS MANAGER
LEATHERBACK ORIENTAL FUND 04/05/2022 SEC-3.1A CIS (SINGLE FUND)
LEGACY CAPITAL CO LTD 05/04/2018 FS-3.1A MANAGEMENT LICENCE
LEHEILLEIX MATHIEU 21/11/2016 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LEMAN DIVERSIFIED FUND 07/07/2010 SEC-3.1A CIS (SINGLE FUND)
LEMUEL CORPORATE & TRUST MANAGEMENT LTD 02/02/2012 FS-3.1A MANAGEMENT LICENCE
LEMUEL NOMINEES LTD 17/04/2012 FS-3.2 NOMINEE COMPANY (APPROVAL)
LEO CAPITAL 05/02/2018 SEC-4.2 CIS MANAGER
LEO CAPITAL FUND I 05/02/2018 SEC-3.2A CLOSED-END FUND (SINGLE FUND)
LEOPARD CAPITAL ADVISORS CO. LTD 23/11/2015 SEC-2.4 INVESTMENT ADVISER (UNRESTRICTED)
LES MOULINS DE LA CONCORDE LTEE 31/03/2008 SEC-4.4 REPORTING ISSUER
LEU SAN YIVE MEN 13/04/2010 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
Leung Chen Siow Han 21/10/2008 SEC-2.6C REPRESENTATIVE OF INVESTMENT DEALER (FULL SERVICE DEALER) TYPE 3
LEUNG SHING ANTHONY GEORGE 25/07/2018 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
LEVEL SEVEN NOMINEES LTD 08/01/1998 FS-3.2 NOMINEE COMPANY (APPROVAL)
LI CHIP SANG-BEGUINOT LI SIV LAN PATRICIA VIRGINIE 21/09/2018 SEC-2.7A REPRESENTATIVE OF INVESTMENT ADVISER (UNRESTRICTED)
LI FOOK DONALD 17/08/2018 SEC-2.7C REPRESENTATIVE OF INVESTMENT ADVISER (CORPORATE FINANCE ADVISORY)
LI HING DUEN BILLY ANDREW 25/09/2023 TAC-1.2 ENFORCER (PURPOSE TRUST CREATED BY A MAURITIAN NATIONAL ONLY)
146 record(s) found.

Disclaimer
The contents of this register are for information purposes only. Whilst all reasonable care has been taken to ensure its accuracy, the FSC cannot give any warranty, express or implied, as to the completeness, accuracy and reliability of the information in the register. Although it is the FSC's policy to maintain the records accurate and as up to date as possible, your attention is drawn to the fact that there may be a short delay between receipt of the information and its display on the register. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register.